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富途內地有資產客戶數佔比降至13% 老虎國際佔比約一成
中證監立案調查老虎、富途及長橋,擬沒收其境內外相關主體全部違法所得,依法嚴厲處罰。在美國上市的富途(FUTU.US)及向上融科(又稱老虎證券)(TIGR.US)披露各自收到的擬處罰通知,當中富途擬被罰款加沒收約18.5億元人民幣(下同),老虎則被罰款加沒收約4.1億元,合計罰款加沒收超過22億元。富途回應指出,相關指引和規範為面向全行業的統一要求,公司將嚴格...
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富途內地有資產客戶數佔比降至13% 老虎國際佔比約一成
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中證監立案調查老虎、富途及長橋,擬沒收其境內外相關主體全部違法所得,依法嚴厲處罰。在美國上市的富途(FUTU.US)      及向上融科(又稱老虎證券)(TIGR.US)      披露各自收到的擬處罰通知,當中富途擬被罰款加沒收約18.5億元人民幣(下同),老虎則被罰款加沒收約4.1億元,合計罰款加沒收超過22億元。

富途回應指出,相關指引和規範為面向全行業的統一要求,公司將嚴格按照監管機構要求穩步推進相關合規工作。公司早前已全面停止為內地身份申請者開設賬戶,並在打擊造假開戶方面持續努力,過去兩年間駁回數以萬計不符合規則的開戶申請。截至今年第一季末,中國內地有資產客戶數佔全集團有資產客戶總數的比例已降至13%。

老虎國際表示,將嚴格按照監管機構出台的全行業規範要求,穩步推進相關合規工作。公司於2023年以來已全面停止為中國內地身份用戶開設賬戶,同步停止對外廣告、營銷推廣及活動,持續加強賬戶審核、身份核驗及反欺詐管理機制。截至2026年第一季末,中國內地客戶資產佔集團全球總資產比例約為10%。

長橋證券指出,其持牌主體受香港證監會等境外監管機構監管。長橋強調,客戶資金與公司營運資金完全隔離,按監管要求保存在獨立托管銀行賬戶中;持有的美股、港股分別由美國存管信托及結算公司(DTCC)和香港中央結算有限公司(HKSCC)托管,且享有香港投資者賠償基金(ICF)保障。同時,公司將嚴格落實各項整改要求,依法合規推進相關安排。(jl/da)(Real-time Streaming US Stocks Quote; Except All OTC quotes are at least 15 minutes delayed.)

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